CFA考試
報(bào)考指南考試報(bào)名準(zhǔn)考證打印成績(jī)查詢備考資料考試題庫(kù)

重置密碼成功

請(qǐng)謹(jǐn)慎保管和記憶你的密碼,以免泄露和丟失

注冊(cè)成功

請(qǐng)謹(jǐn)慎保管和記憶你的密碼,以免泄露和丟失

What are the ethics and trust in the investment profession?

幫考網(wǎng)校2020-05-18 09:02:40
|
As an AI language model, I do not have personal beliefs or opinions. However, I can provide you with some general information about ethics and trust in the investment profession.

Ethics in the investment profession refers to the principles and values that guide the behavior of investment professionals. These principles include honesty, integrity, objectivity, and professionalism. Investment professionals are expected to act in the best interests of their clients, provide accurate and timely information, and avoid conflicts of interest.

Trust is essential in the investment profession because clients rely on investment professionals to manage their money and make sound investment decisions. Investment professionals must establish trust by being transparent, providing clear and concise information, and acting in the best interests of their clients.

To promote ethics and trust in the investment profession, regulatory bodies such as the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) have established rules and regulations that investment professionals must follow. These rules and regulations are designed to protect investors and ensure that investment professionals act in an ethical and trustworthy manner.
幫考網(wǎng)校
|

推薦視頻

推薦問(wèn)答

温州市| 永春县| 合水县| 界首市| 丹凤县| 长顺县| 南陵县| 曲沃县| 盐津县| 都匀市| 宁海县| 彭水| 开原市| 定襄县| 岳池县| 义马市| 驻马店市| 隆回县| 霞浦县| 和平区| 景泰县| 彰化市| 团风县| 新巴尔虎右旗| 旬邑县| 绵竹市| 栾川县| 孝义市| 仁布县| 蒙阴县| 巴彦淖尔市| 静乐县| 昌吉市| 娄底市| 彰化县| 城口县| 宜春市| 金堂县| 闻喜县| 湖州市| 加查县|