How to determine if an investment decision or investment proposal is suitable for clients?：作出投資決策或投資建議前，評(píng)估整個(gè)投資組合是否適合客戶。must only make investment recommendations or take investment actions that are consistent with the stated objectives and constraints of the portfolio. （如果投資前對(duì)投資目標(biāo)及限制進(jìn)行過約定。

What's the meaning of “Additional compensation”?：their employer’s interest （該準(zhǔn)則約束的是,如果收取相關(guān)好處：會(huì)影響雇主利益的情況）unless they obtain written consent from all parties involve.，CFA

How to distinguish Material from nonpublic information?：也不能促使他人使用重大非公開信息）“

What's the meaning of independence and objectivity in professionalism?：or consideration that reasonably could be expected to compromise their own or another’s independence and objectivity.（那些被合理認(rèn)為將會(huì)影響?yīng)毩⒖陀^的威逼利誘都要不為所動(dòng)）,但在他人眼中會(huì)影響?yīng)毩⑿砸膊恍校┛赡艿脑捠孪扰督o雇主告訴雇主是為了引起雇主的同意

How to understand “misconduct”?：integrity,or competence. （任何不誠(chéng)信的行為都是misconduct,or other disputes unrelated to professional ethics. （不能濫用該準(zhǔn)則來解決私人問題）:is violation. （如果沒有做盡職調(diào)查就違反了misconduct準(zhǔn)則）,

What laws,rules, and regulations should be known by members and candidates?：rules，必須遵守直接相關(guān)的法律），but this may be advisable in some circumstances and required by law in others. （沒有要求一定要將違法行為報(bào)告政府）也會(huì)被認(rèn)為是參與違法行為）

What's the meaning of “market manipulation”?：distort prices or artificially inflate trading volume （扭曲價(jià)格、虛增交易量）:with the intent tomisleadmarket participants. （目的是誤導(dǎo)投資者）:如果達(dá)到一定的交易量可以減少傭金如果這種利益歸屬于客戶且披露了沒有違反市場(chǎng)操縱準(zhǔn)則）