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首頁(yè)CFA考試CFA一級(jí)專業(yè)問(wèn)答正文
Whataretheethicsandtrustintheinvestmentprofession?
幫考網(wǎng)校2020-05-18 09:02
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 What are the ethics and trust in the investment profession?

CFA is the most rigorous and valuable qualification certification in the global investment industry. It is known as the first financial examination, which sets norms and standards for the global investment industry in terms of ethics, professional standards and knowledge system.

Topic weighting:

Weighting in Business Ethics (B/E)

Ethic and trust in the investment profession=>新

Code of ethics=> 比例低,歷年沒(méi)有今年也不太會(huì)有。

Guidance for standards=> 比例極高。

Global investment performance standards(GIPS)=> 比例低,最多一題。

Ethics And Trust In The Investment Profession

Ethic can be described as a set of shared beliefs about what is good and what is bad or unacceptable behavior.

A professional code of ethic is way to communicate to the public that its members will use their knowledge, skills to serve their clients and potential clients in an honest and ethical manner.

并非所有的違法都是不道德,也并非所有的不道德都是違法。

君子有所不為的決策是更好的決策,更符合stakeholder利益的決策。

CFA考試百寶箱離考試時(shí)間173天
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