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首頁CFA考試CFA一級專業(yè)問答正文
WhatmembersandcandidatesshouldnoticeinCFAexaminations?
幫考網(wǎng)校2020-06-05 15:45
精選回答

What members and candidates should notice in CFA examinations?

Members and Candidates must not engage in any conduct that compromises the reputation or integrity of CFA Institute or the CFA designation or the integrity, validity, or security of the CFA examinations.(不能惡心CFA)

遵守CFA考試規(guī)定

考試不能作弊

考試內(nèi)容要保密,即使在考試之后。

吹牛 is not allowed.

可以表達對CFA的觀點

Case:

①Case: A CFA charterholder is the fund manager for a non‐profit organization.  During a presentation regarding the restructuring of their investment portfolio’s asset allocation, the Head of the Finance Committee questions the manager. As part of his response, the manager states, “I am a CFA charterholder. I know what I’m talking about, and you should do what I say”.  Has the charterholder violated any of the CFA Institute Standards of Professional Conduct:

A. No.

B. Yes, Responsibilities as a CFA Institute Member.(right )

C. Yes, Communication with Clients and Prospective Client.

②Case:

③Case:

④Case:

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