下載億題庫APP
聯(lián)系電話：400-660-1360
下載億題庫APP
聯(lián)系電話：400-660-1360
請(qǐng)謹(jǐn)慎保管和記憶你的密碼，以免泄露和丟失
請(qǐng)謹(jǐn)慎保管和記憶你的密碼，以免泄露和丟失
How to understand the guidance for Standards I–VII?
Case：
which of the following is not a component of the CFA Institute Code of Ethics?
A. Promote financial integrity ad seek to prevent sand punish abuses in the financial markets
B. Practice and encourage others to practice in a professional ad ethical manner that will reflect credit on themselves and the profession
C. Place the integrity of the investment profession and the interests of clients above your own personal interests
[答案]A
[解析] Punishing abuse in the financial markets is not one of the six components of the Code of Ethics,CFA Level I
'Code of ethics,' CFA Institute
Section: The Code of Ethics
138The Demand for Money:time.balances will tend to be inversely related to the expected return on other financial assets and directly related to the perceived risk of other financial assets.
265What are the responsibilities of the members in reference to the CFA Institute?:Once accepted as a member:每年交述職報(bào)告和年費(fèi)but must not over promise the competency and future investment results.Case
796How to identifying the actual investment client and voting proxy policies?:管理個(gè)人資產(chǎn)→資產(chǎn)所有人就是客戶”管理信托資產(chǎn)→信托的最終受益人才是客戶。要求公司的養(yǎng)老金管理人使用萬科的養(yǎng)老金收購本公司股票，以資本增值為目的的買入行為是合理的。養(yǎng)老金管理人認(rèn)為萬科未被低估,
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